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smoa/docs/operations/SMOA-Backup-Recovery-Procedures.md
2025-12-26 10:48:33 -08:00

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# SMOA Backup and Recovery Procedures
**Version:** 1.0
**Last Updated:** 2024-12-20
**Status:** Draft - In Progress
---
## Backup and Recovery Overview
### Purpose
This document provides procedures for backing up and recovering SMOA data and configurations.
### Scope
- **Database Backups:** Application database backups
- **Configuration Backups:** Configuration file backups
- **Certificate Backups:** Certificate backups
- **Key Backups:** Cryptographic key backups
- **User Data Backups:** User data backups
### Backup Strategy
- **Frequency:** Daily backups (configurable)
- **Retention:** 90 days (configurable)
- **Storage:** Secure encrypted storage
- **Verification:** Regular backup verification
- **Testing:** Regular recovery testing
---
## Backup Procedures
### Database Backup
#### Automated Backup
1. **Schedule:** Daily automated backups
2. **Time:** Off-peak hours (configurable)
3. **Method:** Full database backup
4. **Storage:** Encrypted backup storage
5. **Verification:** Automated verification
#### Manual Backup
1. Navigate to backup system
2. Select backup type (full/incremental)
3. Initiate backup
4. Monitor backup progress
5. Verify backup completion
6. Document backup
#### Backup Configuration
```kotlin
// Backup settings
backupFrequency = "Daily"
backupTime = "02:00"
backupType = "Full"
retentionPeriod = 90 days
encryptionEnabled = true
compressionEnabled = true
```
### Configuration Backup
#### Configuration Backup Procedure
1. **Export Configuration:** Export all configuration files
2. **Verify Export:** Verify configuration export
3. **Store Securely:** Store in secure encrypted storage
4. **Document:** Document backup location and date
5. **Verify:** Verify backup integrity
#### Configuration Files to Backup
- Application configuration
- Security configuration
- Policy configuration
- Certificate configuration
- Network configuration
### Certificate Backup
#### Certificate Backup Procedure
1. **Export Certificates:** Export all certificates
2. **Verify Export:** Verify certificate export
3. **Store Securely:** Store in secure encrypted storage
4. **Document:** Document backup location
5. **Verify:** Verify backup integrity
#### Certificates to Backup
- Application certificates
- CA certificates
- Qualified certificates (eIDAS)
- Certificate chains
### Key Backup
#### Key Backup Procedure
1. **Export Keys:** Export keys (where exportable)
2. **Verify Export:** Verify key export
3. **Store Securely:** Store in secure encrypted storage
4. **Document:** Document backup location
5. **Verify:** Verify backup integrity
**Note:** Hardware-backed keys are non-exportable. Backup key metadata only.
### User Data Backup
#### User Data Backup Procedure
1. **Export User Data:** Export user data
2. **Verify Export:** Verify data export
3. **Store Securely:** Store in secure encrypted storage
4. **Document:** Document backup location
5. **Verify:** Verify backup integrity
---
## Recovery Procedures
### Database Recovery
#### Full Database Recovery
1. **Identify Backup:** Identify backup to restore
2. **Verify Backup:** Verify backup integrity
3. **Stop Services:** Stop application services
4. **Restore Database:** Restore database from backup
5. **Verify Restoration:** Verify database restoration
6. **Start Services:** Start application services
7. **Test Functionality:** Test application functionality
8. **Document:** Document recovery
#### Partial Database Recovery
1. **Identify Data:** Identify data to restore
2. **Identify Backup:** Identify backup containing data
3. **Verify Backup:** Verify backup integrity
4. **Restore Data:** Restore specific data
5. **Verify Restoration:** Verify data restoration
6. **Test Functionality:** Test functionality
7. **Document:** Document recovery
### Configuration Recovery
#### Configuration Recovery Procedure
1. **Identify Backup:** Identify configuration backup
2. **Verify Backup:** Verify backup integrity
3. **Stop Services:** Stop application services
4. **Restore Configuration:** Restore configuration files
5. **Verify Restoration:** Verify configuration
6. **Start Services:** Start application services
7. **Test Functionality:** Test functionality
8. **Document:** Document recovery
### Certificate Recovery
#### Certificate Recovery Procedure
1. **Identify Backup:** Identify certificate backup
2. **Verify Backup:** Verify backup integrity
3. **Restore Certificates:** Restore certificates
4. **Install Certificates:** Install certificates
5. **Verify Installation:** Verify certificate installation
6. **Test Functionality:** Test certificate functionality
7. **Document:** Document recovery
### Key Recovery
#### Key Recovery Procedure
1. **Identify Backup:** Identify key backup
2. **Verify Backup:** Verify backup integrity
3. **Restore Keys:** Restore keys (where applicable)
4. **Install Keys:** Install keys
5. **Verify Installation:** Verify key installation
6. **Test Functionality:** Test key functionality
7. **Document:** Document recovery
**Note:** Hardware-backed keys cannot be restored. Regenerate keys if needed.
---
## Disaster Recovery
### Disaster Recovery Plan
#### Recovery Scenarios
- **Complete System Failure:** Full system recovery
- **Data Loss:** Data recovery from backups
- **Configuration Loss:** Configuration recovery
- **Certificate Loss:** Certificate recovery
- **Key Loss:** Key recovery/regeneration
#### Recovery Procedures
1. **Assess Situation:** Assess disaster situation
2. **Activate DR Plan:** Activate disaster recovery plan
3. **Restore Systems:** Restore systems from backups
4. **Verify Restoration:** Verify system restoration
5. **Test Functionality:** Test all functionality
6. **Resume Operations:** Resume normal operations
7. **Document:** Document recovery
### Recovery Time Objectives (RTO)
- **Critical Systems:** 4 hours
- **Important Systems:** 8 hours
- **Standard Systems:** 24 hours
### Recovery Point Objectives (RPO)
- **Critical Data:** 1 hour
- **Important Data:** 4 hours
- **Standard Data:** 24 hours
---
## Backup Verification
### Verification Procedures
#### Automated Verification
- **Daily Verification:** Automated daily verification
- **Integrity Checks:** Backup integrity checks
- **Restoration Tests:** Periodic restoration tests
- **Alert Generation:** Alerts for verification failures
#### Manual Verification
1. **Review Backups:** Review backup logs
2. **Test Restoration:** Test backup restoration
3. **Verify Data:** Verify restored data
4. **Document Results:** Document verification results
### Verification Schedule
- **Daily:** Automated verification
- **Weekly:** Manual verification
- **Monthly:** Full restoration test
- **Quarterly:** Disaster recovery drill
---
## Backup Storage
### Storage Requirements
- **Location:** Secure encrypted storage
- **Redundancy:** Multiple backup copies
- **Offsite Storage:** Offsite backup storage
- **Encryption:** Encrypted backup storage
- **Access Control:** Restricted access to backups
### Storage Locations
- **Primary:** Primary backup storage
- **Secondary:** Secondary backup storage
- **Offsite:** Offsite backup storage
- **Archive:** Long-term archive storage
---
## Backup Retention
### Retention Policy
- **Daily Backups:** 30 days
- **Weekly Backups:** 12 weeks
- **Monthly Backups:** 12 months
- **Yearly Backups:** 7 years
### Retention Procedures
1. **Retention Review:** Regular retention review
2. **Archive Old Backups:** Archive old backups
3. **Delete Expired Backups:** Delete expired backups
4. **Document Actions:** Document retention actions
---
## Troubleshooting
### Backup Issues
#### Backup Failure
1. **Check Logs:** Review backup logs
2. **Verify Storage:** Verify backup storage
3. **Check Permissions:** Verify permissions
4. **Retry Backup:** Retry backup
5. **Contact Support:** Contact support if needed
#### Backup Corruption
1. **Identify Corruption:** Identify corrupted backup
2. **Use Alternative Backup:** Use alternative backup
3. **Investigate Cause:** Investigate corruption cause
4. **Fix Issue:** Fix underlying issue
5. **Document:** Document issue and resolution
### Recovery Issues
#### Recovery Failure
1. **Check Backup:** Verify backup integrity
2. **Check Procedures:** Verify recovery procedures
3. **Check Permissions:** Verify permissions
4. **Retry Recovery:** Retry recovery
5. **Contact Support:** Contact support if needed
#### Data Inconsistency
1. **Identify Inconsistency:** Identify data inconsistency
2. **Investigate Cause:** Investigate cause
3. **Fix Data:** Fix data inconsistency
4. **Verify Fix:** Verify data fix
5. **Document:** Document issue and resolution
---
## References
- [Operations Runbook](SMOA-Runbook.md)
- [Monitoring Guide](SMOA-Monitoring-Guide.md)
- [Administrator Guide](../admin/SMOA-Administrator-Guide.md)
---
**Document Owner:** Operations Team
**Last Updated:** 2024-12-20
**Status:** Draft - In Progress
**Next Review:** 2024-12-27