docs/compliance/COMPLIANCE_TRACKING.md

# Compliance Tracking

**Last Updated:** 2026-01-31  
**Document Version:** 1.0  
**Status:** Active Documentation

---

**Purpose**: Track compliance with regulations and best practices

---

## 📋 Compliance Areas

### 1. Security Compliance

#### Access Control
- ✅ Multi-factor authentication (recommended)
- ✅ Role-based access control
- ✅ Regular access reviews

#### Key Management
- ✅ Secure key storage
- ✅ Hardware wallet usage (recommended)
- ✅ Key rotation procedures

---

### 2. Operational Compliance

#### Monitoring
- ✅ System monitoring
- ✅ Alert systems
- ✅ Log retention

#### Documentation
- ✅ Operational runbooks
- ✅ Incident response procedures
- ✅ Recovery procedures

---

### 3. Financial Compliance

#### Audit Trails
- ✅ Transaction logging
- ✅ Balance tracking
- ✅ Fee tracking

#### Reporting
- ✅ Daily reports
- ✅ Weekly summaries
- ✅ Monthly reviews

---

### 4. Regulatory Compliance

#### GRU M1 Listing Validation
- [GRU_M1_LISTING_VALIDATION.md](GRU_M1_LISTING_VALIDATION.md) — Acceptance gates for cUSDC, cUSDT, cEURC listing on CMC and CoinGecko
- Peg deviation ≤ ±0.50%; recovery ≤ 24h; supply reconciliation = 0

#### KYC/AML
- ⚠️  Consider KYC/AML if applicable
- ⚠️  Transaction monitoring
- ⚠️  Suspicious activity reporting

#### Data Protection
- ✅ Secure data storage
- ✅ Access controls
- ✅ Data retention policies

---

## 📊 Compliance Checklist

### Daily
- [ ] System health checks
- [ ] Transaction monitoring
- [ ] Alert review

### Weekly
- [ ] Access control review
- [ ] Security audit
- [ ] Report generation

### Monthly
- [ ] Comprehensive audit
- [ ] Compliance review
- [ ] Documentation update

---

## 🔍 Audit Trail

### Transaction Logs
- Location: `logs/bridge-transactions-*.log`
- Retention: 90 days
- Format: Structured logs with timestamps

### Access Logs
- Location: `logs/alerts-*.log`
- Retention: 90 days
- Format: Access attempts and admin operations

### Reports
- Location: `reports/bridge-report-*.md`
- Retention: 1 year
- Format: Markdown reports

---

## 📝 Compliance Reports

### Daily Report
```bash
bash scripts/generate-bridge-report.sh daily
```

### Weekly Report
```bash
bash scripts/generate-bridge-report.sh weekly
```

### Monthly Report
```bash
bash scripts/generate-bridge-report.sh monthly
```

---

**Last Updated**: $(date)
Complete markdown files cleanup and organization - Organized 252 files across project - Root directory: 187 → 2 files (98.9% reduction) - Moved configuration guides to docs/04-configuration/ - Moved troubleshooting guides to docs/09-troubleshooting/ - Moved quick start guides to docs/01-getting-started/ - Moved reports to reports/ directory - Archived temporary files - Generated comprehensive reports and documentation - Created maintenance scripts and guides All files organized according to established standards. 2026-01-06 01:46:25 -08:00			`# Compliance Tracking`

docs: Ledger Live integration, contract deploy learnings, NEXT_STEPS updates - ADD_CHAIN138_TO_LEDGER_LIVE: Ledger form done; public code review repo bis-innovations/LedgerLive; init/push commands - CONTRACT_DEPLOYMENT_RUNBOOK: Chain 138 gas price 1 gwei, 36-addr check, TransactionMirror workaround - CONTRACT_*: AddressMapper, MirrorManager deployed 2026-02-12; 36-address on-chain check - NEXT_STEPS_FOR_YOU: Ledger done; steps completable now (no LAN); run-completable-tasks-from-anywhere - MASTER_INDEX, OPERATOR_OPTIONAL, SMART_CONTRACTS_INVENTORY_SIMPLE: updates - LEDGER_BLOCKCHAIN_INTEGRATION_COMPLETE: bis-innovations/LedgerLive reference Co-authored-by: Cursor <cursoragent@cursor.com> 2026-02-12 15:46:57 -08:00			`Last Updated: 2026-01-31`
			`Document Version: 1.0`
			`Status: Active Documentation`

			`---`

Complete markdown files cleanup and organization - Organized 252 files across project - Root directory: 187 → 2 files (98.9% reduction) - Moved configuration guides to docs/04-configuration/ - Moved troubleshooting guides to docs/09-troubleshooting/ - Moved quick start guides to docs/01-getting-started/ - Moved reports to reports/ directory - Archived temporary files - Generated comprehensive reports and documentation - Created maintenance scripts and guides All files organized according to established standards. 2026-01-06 01:46:25 -08:00			`Purpose: Track compliance with regulations and best practices`

			`---`

			`## 📋 Compliance Areas`

			`### 1. Security Compliance`

			`#### Access Control`
			`- ✅ Multi-factor authentication (recommended)`
			`- ✅ Role-based access control`
			`- ✅ Regular access reviews`

			`#### Key Management`
			`- ✅ Secure key storage`
			`- ✅ Hardware wallet usage (recommended)`
			`- ✅ Key rotation procedures`

			`---`

			`### 2. Operational Compliance`

			`#### Monitoring`
			`- ✅ System monitoring`
			`- ✅ Alert systems`
			`- ✅ Log retention`

			`#### Documentation`
			`- ✅ Operational runbooks`
			`- ✅ Incident response procedures`
			`- ✅ Recovery procedures`

			`---`

			`### 3. Financial Compliance`

			`#### Audit Trails`
			`- ✅ Transaction logging`
			`- ✅ Balance tracking`
			`- ✅ Fee tracking`

			`#### Reporting`
			`- ✅ Daily reports`
			`- ✅ Weekly summaries`
			`- ✅ Monthly reviews`

			`---`

			`### 4. Regulatory Compliance`

docs: Ledger Live integration, contract deploy learnings, NEXT_STEPS updates - ADD_CHAIN138_TO_LEDGER_LIVE: Ledger form done; public code review repo bis-innovations/LedgerLive; init/push commands - CONTRACT_DEPLOYMENT_RUNBOOK: Chain 138 gas price 1 gwei, 36-addr check, TransactionMirror workaround - CONTRACT_*: AddressMapper, MirrorManager deployed 2026-02-12; 36-address on-chain check - NEXT_STEPS_FOR_YOU: Ledger done; steps completable now (no LAN); run-completable-tasks-from-anywhere - MASTER_INDEX, OPERATOR_OPTIONAL, SMART_CONTRACTS_INVENTORY_SIMPLE: updates - LEDGER_BLOCKCHAIN_INTEGRATION_COMPLETE: bis-innovations/LedgerLive reference Co-authored-by: Cursor <cursoragent@cursor.com> 2026-02-12 15:46:57 -08:00			`#### GRU M1 Listing Validation`
			`- [GRU_M1_LISTING_VALIDATION.md](GRU_M1_LISTING_VALIDATION.md) — Acceptance gates for cUSDC, cUSDT, cEURC listing on CMC and CoinGecko`
			`- Peg deviation ≤ ±0.50%; recovery ≤ 24h; supply reconciliation = 0`

Complete markdown files cleanup and organization - Organized 252 files across project - Root directory: 187 → 2 files (98.9% reduction) - Moved configuration guides to docs/04-configuration/ - Moved troubleshooting guides to docs/09-troubleshooting/ - Moved quick start guides to docs/01-getting-started/ - Moved reports to reports/ directory - Archived temporary files - Generated comprehensive reports and documentation - Created maintenance scripts and guides All files organized according to established standards. 2026-01-06 01:46:25 -08:00			`#### KYC/AML`
			`- ⚠️ Consider KYC/AML if applicable`
			`- ⚠️ Transaction monitoring`
			`- ⚠️ Suspicious activity reporting`

			`#### Data Protection`
			`- ✅ Secure data storage`
			`- ✅ Access controls`
			`- ✅ Data retention policies`

			`---`

			`## 📊 Compliance Checklist`

			`### Daily`
			`- [ ] System health checks`
			`- [ ] Transaction monitoring`
			`- [ ] Alert review`

			`### Weekly`
			`- [ ] Access control review`
			`- [ ] Security audit`
			`- [ ] Report generation`

			`### Monthly`
			`- [ ] Comprehensive audit`
			`- [ ] Compliance review`
			`- [ ] Documentation update`

			`---`

			`## 🔍 Audit Trail`

			`### Transaction Logs`
			- Location: `logs/bridge-transactions-*.log`
			`- Retention: 90 days`
			`- Format: Structured logs with timestamps`

			`### Access Logs`
			- Location: `logs/alerts-*.log`
			`- Retention: 90 days`
			`- Format: Access attempts and admin operations`

			`### Reports`
			- Location: `reports/bridge-report-*.md`
			`- Retention: 1 year`
			`- Format: Markdown reports`

			`---`

			`## 📝 Compliance Reports`

			`### Daily Report`
			```bash
			`bash scripts/generate-bridge-report.sh daily`
			```

			`### Weekly Report`
			```bash
			`bash scripts/generate-bridge-report.sh weekly`
			```

			`### Monthly Report`
			```bash
			`bash scripts/generate-bridge-report.sh monthly`
			```

			`---`

			`Last Updated: $(date)`